CSI Canadian Securities Course Exam2 - CSC2

CSI CSC2 test insides dumps
  • Exam Code: CSC2
  • Exam Name: Canadian Securities Course Exam2
  • Updated: Oct 20, 2026
  • Q & A: 234 Questions and Answers
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CSI CSC2 Exam Syllabus Topics:
TopicDetails
Topic 1
  • The Canadian Investment Marketplace: This section of the exam measures the skills of a Securities Industry Professional and covers the structure and operation of Canada's investment marketplace. It includes the roles of investment dealers and financial intermediaries, capital market functions, financial instruments, and the complete Canadian regulatory environment with its regulatory bodies, principles of regulation, client remediation options, and ethical standards for financial services professionals.
Topic 2
  • Portfolio Analysis: This section of the exam measures the skills of a Portfolio Manager and covers portfolio management approaches including risk and return measurement, portfolio optimization strategies, management styles, and the complete portfolio management process from objective setting to performance evaluation and rebalancing.
Topic 3
  • Investment Analysis: This section of the exam measures the skills of a Research Analyst and covers both fundamental and technical analysis methods, including macroeconomic, industry and company analysis techniques, financial statement interpretation, ratio analysis, and security valuation approaches.
Topic 4
  • The Corporation: This section of the exam measures the skills of a Corporate Finance Analyst and covers corporate structures, financial statements, disclosure requirements, investor rights, financing methods, capital raising processes, prospectus requirements, securities distribution, and exchange listing procedures for corporations.
Topic 5
  • The Economy: This section of the exam measures the skills of an Economic Analyst and covers fundamental economic concepts including microeconomics and macroeconomics, economic growth measurement, business cycles, labor markets, interest rates, inflation, international trade, and both fiscal and monetary policy with emphasis on the Bank of Canada's role and government policy challenges.
Topic 6
  • Additional Topics: This section of the exam measures the skills of a Wealth Management Professional and covers Canadian taxation systems, tax-advantaged accounts, fee-based account structures, retail client financial planning and estate planning, institutional client management, and ethical standards for financial advisors serving both individual and institutional clients.
Topic 7
  • Analysis of Managed and Structured Products: This section of the exam measures the skills of an Investment Products Specialist and covers mutual funds, exchange-traded funds, alternative investments, structured products, and other managed products including their structures, regulations, features, risks, strategies, performance measurement, and tax implications within the Canadian investment landscape.

Reference: https://www.csi.ca/en/learning/courses/csc

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CSI Canadian Securities Course Exam2 Sample Questions:
Question #1

A shareholder receives rights from a company through direct ownership in shares. Not expecting to exercise them, she sells the rights on the relevant exchange. What is her capital gain?

  • A. The current price of the shares less the sale price of the rights.
  • B. The current share price less the exercise price of the rights.
  • C. The sale price less the exercise price of the rights.
  • D. The sale price of the rights.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

Question #2

What is an advantage of a structured product?

  • A. Complexity.
  • B. Diversification.
  • C. Cost structure.
  • D. Liquidity.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #3

Which factor would deter an investor from investing in a company's convertible preferred shares?

  • A. High preferred dividend coverage ratio.
  • B. Common stock outlook has been downgraded.
  • C. Long life of the conversion privilege.
  • D. The equity per preferred share decreased to three times the value of assets.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #4

What is one advantage of implementing indexing investing style?

  • A. Simple for investors to understand.
  • B. Offers opportunity to outperform the market at a low cost.
  • C. Provides preferential tax treatment to distributions in the form of derive-based income.
  • D. Suitable for short-term investing.
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #5

A portfolio manager is reviewing the current asset mix of a portfolio. Some securities have done really well, while others have experienced poor returns. How can the portfolio manager rebalance the portfolio to ensure it remains aligned with the client's long-term goals?

  • A. Reallocate assets back to their target weights by buying securities that have performed well and selling securities that have done poorly.
  • B. Create cash reserves for future potential investment opportunities by selling securities that have done poorly.
  • C. Create cash reserves for future potential investment opportunities by selling securities that have performed well.
  • D. Reallocate assets back to their target weights by selling securities that have performed well and buying securities that have done poorly.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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